Disciplined List
Schiller, Betty
-
Date of Order or Settlement:
2000-10-12 -
Banned Until:
2015-10-12
Sanction:
- 15-year trading ban with conditions
- 15-year director/officer ban
- 15-year investor relations ban
Supporting Documents:
Violation:
- Fraud
- Unregistered distribution
- Unregistered trading
- Misrepresentation
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$25,000 plus $16,840 in costs