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Disciplined List

Schiller, Betty

  • Date of Order or Settlement:

    2000-10-12
  • Banned Until:

    2015-10-12

Sanction:

  • 15-year trading ban with conditions
  • 15-year director/officer ban
  • 15-year investor relations ban

Supporting Documents:

Violation:

  • Fraud
  • Unregistered distribution
  • Unregistered trading
  • Misrepresentation
  • Acting contrary to the public interest

Ruling Body:

BCSC

Payment Agreed/Ordered:

$25,000 plus $16,840 in costs