Enforcement

Disciplined List

Seifert, Michael Lee

Date of Order or Settlement:

1999-12-09
Banned Until:

2011-12-08

Sanction:

12-year trading ban with conditions
12-year director/officer ban
12-year investor relations ban
An undertaking to not act as a filing solicitor for filings customarily made to the BCSC or to the Canadian Venture Exchange for a period of 12 years
An undertaking to comply with the Securities Act, Securities Rules, and all applicable regulations, policies and guidelines

Supporting Documents:

Violation:

Insider trading
Failure to file insider reports
Misrepresentations
Failure to fulfill the duties and responsibilities of a director

Ruling Body:

BCSC

Payment Agreed/Ordered:

$250,000 plus $200,000 in costs