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Disciplined List

Fisher, Daniel William

  • Date of Order or Settlement:

    1998-09-18
  • Banned Until:

    2013-09-18

Sanction:

  • 15-year trading ban
  • 15-year director/officer ban with conditions
  • 15-year investors relations ban

Supporting Documents:

Violation:

  • Unregistered distribution
  • Misrepresentation

Ruling Body:

BCSC

Payment Agreed/Ordered:

$25,000 plus costs