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Disciplined List

Sharan, Rahoul

  • Date of Order or Settlement:

    1992-01-13

Sanction:

  • Successful completion, before June 1993, of a course of study satisfactory to the Superintendent dealing with the duties and responsibilities of directors and officers of reporting issuer
  • An undertaking to ensure future compliance with applicable securities legislation and policies

Supporting Documents:

Violation:

    Issuance of shares in contravention of the rules and policies of the Vancouver Stock Exchange

Ruling Body:

BCSC

Payment Agreed/Ordered:

$2,000