Enforcement

Disciplined List

Foerster, Bruce Russell

Date of Order or Settlement:

1997-05-02
Banned Until:

2012-05-02

Sanction:

15-year trading ban
15-year director/officer ban with conditions
15-year investor relations ban

Supporting Documents:

Violation:

Failure to comply with "Know Your Client" rule
Failure to disclose material facts
Failure to deliver an offering memorandum
Prohibited representations
Unregistered distribution

Ruling Body:

BCSC

Payment Agreed/Ordered:

$50,000 plus costs