Skip Navigation
Enforcement

Disciplined List

Sullivan II, Myron (aka Fred Myron George Sullivan)

  • Date of Order or Settlement:

    2012-12-13

Sanction:

  • Permanent ban from purchasing and trading in securities or exchange contracts
  • Permanent director/officer ban
  • Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
  • Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
  • Permanent investor relations ban

Supporting Documents:

Violation:

  • Illegal distribution
  • Misrepresentations
  • Fraud

Ruling Body:

BCSC

Payment Agreed/Ordered:

$1,739,225 in disgorgement and a $700,000 administrative penalty