Disciplined List
Simpson, Ralph Albert Andison
-
Date of Order or Settlement:
1992-07-03 -
Banned Until:
2002-07-03
Sanction:
- 10-year trading ban
- 10-year director/officer ban
Supporting Documents:
Violation:
- Misrepresentations
- Failure to fulfill the duties and responsibilities of a director
- Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000