Disciplined List
Fox, Peter E.
-
Date of Order or Settlement:
1997-01-14 -
Banned Until:
2002-01-14
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban with conditions
Supporting Documents:
Violation:
-
Failure to disclose material facts
Ruling Body:
BCSCPayment Agreed/Ordered:
$6,000