Disciplined List
Specogna, Marino John Ignatius
-
Date of Order or Settlement:
1996-02-29 -
Banned Until:
2016-02-29
Sanction:
- 20-year trading ban
- 20-year director officer ban with conditions
Supporting Documents:
Violation:
- Stock manipulation
- Failure to file insider reports
- Misrepresentation
- Failure to fulfill the duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$35,000