Disciplined List
Spitz, Denise
-
Date of Order or Settlement:
1992-07-07 -
Banned Until:
2000-07-07
Sanction:
- 5-year trading ban
- 8-year director/officer ban
- An undertaking to successfully complete a course of study satisfactory to the Superintendent concerning the duties and responsibilities of directors and officers prior to becoming or acting as a director, officer or promoter of any reporting issuer.
Supporting Documents:
Violation:
- Misrepresentations
- Failure to fulfill duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$2,000