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Enforcement

Disciplined List

Steffensen, Gunter

  • Date of Order or Settlement:

    2000-02-25

  • Banned Until:

    2003-02-25

Sanction:

  • 3-year trading ban with conditions
  • 3-year director/officer ban with conditions
  • An undertaking to comply fully with the Securities Act and Securities Rules

Supporting Documents:

Violation:

    Failure to file insider reports

Ruling Body:

BCSC

Payment Agreed/Ordered:

$5,000 plus $1,000 in costs