Disciplined List
Stenner, Paul Anthony
-
Date of Order or Settlement:
1998-01-20 -
Banned Until:
2028-01-20
Sanction:
- 30-year trading ban
- 30-year director/officer ban
- 30-year investor relations ban
Supporting Documents:
Violation:
- Unregistered advising
- Failure to deal fairly, honestly and in good faith with clients
- Misrepresentation
- Unauthorized trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$60,000 fine plus $1,000 in costs