Disciplined List
Stevenson, Malcolm Cameron Boyd
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Date of Order or Settlement:
2008-02-20
Sanction:
- Permanent trading ban (2008)
- Permanent director/officer ban (2008)
- Permanent ban from being a registrant, investment fund manager or promoter (2008)
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market (2008)
- Permanent investor relations ban (2008)
- 3-year trading ban with conditions (2002)
- 1-year director/officer ban with conditions (2002)
Supporting Documents:
Violation:
- Fraud (2008)
- Illegal distribution (2008)
- Unregistered trading (2008)
- Failure to file insider reports (2002)
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,530,389.00 in disgorgement plus a $1.5 million administrative penalty (2008)
$6,000 (2002)