Disciplined List
Stone, David Howard
-
Date of Order or Settlement:
2003-01-17 -
Banned Until:
2007-01-17
Sanction:
- 4-year trading ban with conditions
- 4-year director/officer ban with conditions
Supporting Documents:
Violation:
-
Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$13,000 plus $2,000 in costs