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Enforcement

Disciplined List

Stopsen, Faron Arvid

  • Date of Order or Settlement:

    1991-12-10

  • Banned Until:

    2000-06-06

Sanction:

  • 9-year trading ban
  • 9-year director/officer ban

Supporting Documents:

Violation:

  • Failure to deal fairly, honestly and in good faith with clients

Ruling Body:

BCSC