Enforcement

Disciplined List

Tatham, Peter C.

Date of Order or Settlement:

1998-11-12
Banned Until:

2003-11-12

Sanction:

5-year trading ban
2-year director/officer ban

Supporting Documents:

Settlement/Order

Violation:

Stock manipulation
Acting contrary to the public interest
Failure to file insider reports

Ruling Body:

BCSC

Payment Agreed/Ordered:

$10,000