Disciplined List
Weatherell, Jack
-
Date of Order or Settlement:
2000-09-12 -
Banned Until:
2012-09-12
Sanction:
- 12-year trading ban
- 12-year director/officer ban with conditions
- 12-year investor relations ban
Supporting Documents:
Violation:
- Operation of a boiler room
- Unregistered distribution
- Unregistered trading
- Unregistered advising
- Prohibited representations
Ruling Body:
BCSCPayment Agreed/Ordered:
$25,000 plus $8219.25 in costs