Disciplined List
Okano, Darwin James Hajime
-
Date of Order or Settlement:
2013-06-13 -
Banned Until:
2016-06-13
Sanction:
- 3-year trading ban with conditions
- 3-year director/officer ban with conditions
- An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations
Supporting Documents:
Violation:
- Illegal trading
- Illegal distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$27,709.96