Disciplined List
Wiebe, Charles
-
Date of Order or Settlement:
2004-02-04 -
Banned Until:
2014-02-04
Sanction:
- 10-year trading ban with conditions
- 10-year director/officer ban with conditions
- 10-year investor relations ban
- An undertaking to comply fully with the Securities Act, Securities Rules and any applicable regulations, policies and guidelines
Supporting Documents:
Violation:
- Participating in transactions that contributed to a misleading appearance of trading activity or an artificial price for shares
- Illegal distribution
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000 plus $2,500 in costs
$50,000 to become a director/officer of a reporting issuer, conduct investor relations activities or be a registrant