Disciplined List
Wiercinski, Stephanie
-
Date of Order or Settlement:
1992-10-14
Sanction:
- An undertaking to comply with the Securities Act and Securities Regulation, B.C. Reg. 270/86
Supporting Documents:
Violation:
- Failure to file Change of Control and Share Purchases disclosure documents
- Unregistered distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$2,500 in costs