Disciplined List
Hagopian, Derair N. "Richard"
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Date of Order or Settlement:
1991-11-06
Sanction:
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An undertaking to take a satisfactory course of study prior to June 1993 and to ensure future compliance (see Settlement/Order)
Supporting Documents:
Violation:
- Action in violation of the policies of the Vancouver Stock Exchange
- Failure to fulfill the duties and responsibilities of a director
- Unregistered distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,000 in costs