Disciplined List
Hobkirk, Adrian F.C.
-
Date of Order or Settlement:
1999-06-24 -
Banned Until:
1999-12-24
Sanction:
- 6-month trading ban with conditions
- An undertaking to ensure that all required filings under the Securities Act are complete, accurate, and timely, and to comply fully with the Securities and the Securities Rules
Supporting Documents:
Violation:
-
Failure to file insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$4,500 plus $1,500 in costs