Disciplined List
Johnson, Frank Albert
-
Date of Order or Settlement:
1999-02-25 -
Banned Until:
2007-02-25
Sanction:
- 8-year trading ban with conditions
- 8-year director/officer ban
Supporting Documents:
Violation:
- Failure to file insider reports
- Failure to file required documents
- Misrepresentations
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000 plus $10,000 in costs