Disciplined List
Lushington, Terence
-
Date of Order or Settlement:
2014-01-16 -
Banned Until:
2016-03-29
Sanction:
- 5-year trading ban
- 5-year ban from relying on any exemptions set out in the Securities regulations
- 5-year director/officer ban
- 5-year ban from becoming or acting as a registrant, investment fund manager or promoter
