Disciplined List
Michaud, Francois
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Date of Order or Settlement:
2014-01-16
Sanction:
- Permanent trading ban
- Permanent ban from relying on any exemptions set out in the Securities regulations
- Permanent director/officer ban
- Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
