Disciplined List
Durante, Edward Andrew aka Simmons, Ed
-
Date of Order or Settlement:
2004-11-10
Sanction:
- Permanent trading ban
- Permanent director/officer ban
- Permanent investor relations ban
Supporting Documents:
Violation:
- Stock manipulation
- Fraud
Ruling Body:
BCSCPayment Agreed/Ordered:
$250,000 plus $26,361 in costs