Disciplined List
Cole, Yvonne Anne
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Date of Order or Settlement:
2004-11-17
Sanction:
- An undertaking to comply with the Securities Act and Regulations
- An undertaking not to act as a director of a public company before successfully completing a course of study satisfactory to the Executive Director concerning the duties and responsibilities of directors and officers of public companies
Supporting Documents:
Violation:
- Failure to ensure that the company's disclosure met regulatory standards
Ruling Body:
BCSCPayment Agreed/Ordered:
$2,500 in costs