Enforcement

Disciplined List

Fung, Christopher

Date of Order or Settlement:

2004-11-22
Banned Until:

2005-11-22

Sanction:

1-year director/officer ban with conditions
An undertaking to comply fully with the Securities Act, the Securities Rules and any applicable regulations, policies and guidelines

Supporting Documents:

Violation:

Failure to file insider reports
Illegal distribution

Ruling Body:

BCSC

Payment Agreed/Ordered:

$6,000 plus $3,000 in costs