Disciplined List
Whelan, Barry Leslie
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Date of Order or Settlement:
2004-12-24
Sanction:
- An undertaking to comply with the Securities Act and regulations
- An undertaking to not act as a director of a public company before successfully completing a course of study satisfactory to the Executive Director concerning the duties and responsibilities of directors and officers of public companies
- An undertaking to not prepare or disseminate mining disclosure for 2 years except under the supervision of a director
Supporting Documents:
Violation:
- Failure to fulfill the duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000 in costs