Disciplined List
Matthews, Daniel Brennan
-
Date of Order or Settlement:
2005-03-22 -
Banned Until:
2010-03-22
Sanction:
- 5-year director/officer ban with conditions
- 5-year investor relations ban with conditions
- An undertaking to comply fully with the Securities Act, Securities Rules, and any applicable regulations, policies and guidelines
Supporting Documents:
Violation:
- Failure to disclose material facts
- Permitting the filing of inaccurate, inconsistent and misleading financial statements
- Failure to exercise the care, diligence and skill of a reasonably prudent person
- Failure to disclose a personal interest in a company transaction
Ruling Body:
BCSCPayment Agreed/Ordered:
$25,000