Disciplined List
Nelson, Eric Wayne
-
Date of Order or Settlement:
2005-03-31 -
Banned Until:
2015-03-31
Sanction:
- 10-year trading ban
- 10-year denial of exemptions
- 10-year director/officer ban
- 10-year investor relations ban
Supporting Documents:
Violation:
- Unregistered advising
Ruling Body:
BCSCPayment Agreed/Ordered:
$50,000 plus costs