Disciplined List
Dunfield, Peter William
-
Date of Order or Settlement:
2005-04-28 -
Banned Until:
2008-04-28
Sanction:
- 3-year director/officer ban with conditions
- 3-year investor relations ban with conditions
- An undertaking to comply fully with the Securities Act, Securities Rules, and all applicable regulations, policies and guidelines
Supporting Documents:
Violation:
- Failure to properly disclose company payments for investor relations activities
- Failure to fulfill the duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000