Disciplined List
Rosen, Jerome
-
Date of Order or Settlement:
2005-09-29
Sanction:
- Permanent trading ban
- Permanent denial of exemptions
- Permanent director/officer ban
- Permanent investor relations ban
Supporting Documents:
Violation:
- Stock manipulation
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$58,894.30 in costs