Disciplined List
Maudsley, Paul Robert
-
Date of Order or Settlement:
2005-09-09
Sanction:
- Permanent trading ban
- Permanent director/officer ban
- Permanent investor relations ban
Supporting Documents:
Violation:
- Fraud
- Failure to deal fairly, honestly and in good faith with clients
Ruling Body:
BCSCPayment Agreed/Ordered:
$250,000 plus $57,959.95 in costs