Disciplined List
Poe, Paula Marie
-
Date of Order or Settlement:
2005-12-13 -
Banned Until:
2010-12-13
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban with conditions
- An Order to fully comply with the the Securities Act, the Securities Rules, BC Reg. 194/97 and all applicable regulations, policies and guidelines
Supporting Documents:
Violation:
- Failure to file insider reports
- Breach of a cease-trade order
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$25,000