Disciplined List
Moy, Phillip
-
Date of Order or Settlement:
2006-07-13 -
Banned Until:
2008-07-13
Sanction:
- 2-year director/officer ban with conditions
- An order to comply fully with the Securities Act, Securities Rules and any applicable regulations and policies
- A reprimand
- An undertaking not to prepare, approve or file information with the BCSC on the behalf of a type of issuer for a period of 2 years
Supporting Documents:
Violation:
- Filing misleading information
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$40,000 plus $10,000 in costs