Disciplined List
Jinnah, Firoz
-
Date of Order or Settlement:
2006-12-01 -
Banned Until:
2008-06-01
Sanction:
- 18-month director/officer ban with conditions
- 18-month investor relations ban with conditions
- An Order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations
Supporting Documents:
Violation:
- Misrepresentations
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$20,000 plus $5,000 in costs