Disciplined List
Campbell, Wesley
-
Date of Order or Settlement:
2007-01-29 -
Banned Until:
2009-01-29
Sanction:
- 2-year trading ban
- 2-year director/officer ban with conditions
- 2-year investor relations ban
- An order to comply fully with the Securities Act, Securities Rules, and any applicable regulations, policies and guidelines
Supporting Documents:
Violation:
- Illegal distrubiton
- Unregistered activity