Disciplined List
Thompson, Christopher John
-
Date of Order or Settlement:
2007-01-25 -
Banned Until:
2027-01-25
Sanction:
- 20-year trading ban with conditions
- 20-year director/officer ban with conditions
- 20-year investor relations ban
- An order to comply fully with the Securities Act, Securities Rules and any applicable regulations
Supporting Documents:
Violation:
- Illegal distribution
- Misrepresentations
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$100,000