Skip Navigation
Enforcement

Disciplined List

Townsend, Michael Derek

  • Date of Order or Settlement:

    2007-05-29

  • Banned Until:

    2008-05-29

Sanction:

  • 1-year trading ban with conditions
  • 1-year director officer ban with conditions
  • 1-year investor relations ban with conditions
  • An Order to comply with the Securities Act, the Securities Rules and regulations

Supporting Documents:

Violation:

  • Failure to file insider reports
  • Acting contrary to the public interest

Ruling Body:

BCSC

Payment Agreed/Ordered:

$40,000 plus $1,250 in late filing fees