Disciplined List
Wilson, Kevin
-
Date of Order or Settlement:
2007-01-25 -
Banned Until:
2017-01-25
Sanction:
- 10-year trading ban with conditions
- 10-year director/officer ban
- 10-year investor relations ban
- An order to comply with the Securities Act, Securities Rules, and any applicable regulations
Supporting Documents:
Violation:
- Illegal distribution
- Unregistered trading
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$25,000