Disciplined List
Thow, Ian Gregory
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Date of Order or Settlement:
2007-10-16
Sanction:
- Permanent trading ban
- Permanent director/officer ban
- Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
- Permanent ban from acting in a management of consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
Supporting Documents:
Violation:
- Fraud
- Misrepresentations
- Failing to deal fairly, honestly and in good faith with client
- Unregistered trading
- Acting contrary to the public interest
Ruling Body:
BCSC / Court of Appeal for British ColumbiaPayment Agreed/Ordered:
$250,000