Disciplined List
Fulkco, Wallace (Wally) Gerard
-
Date of Order or Settlement:
2008-03-31 -
Banned Until:
2018-03-31
Sanction:
- 10-year trading ban with conditions
- 10-year director/officer ban
- 10-year investor relations ban
- An order to comply fully with the Securities Act, Securities Rules and applicable regulations
Supporting Documents:
Violation:
- Unregistered trading
- Illegal distribution
- Misrepresentations
- Acting contrary to the public interest