Disciplined List
Nesbitt, Douglas Andrew
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Date of Order or Settlement:
2008-06-10 -
Banned Until:
2018-01-25
Sanction:
- 10-year director/officer ban with conditions (BCSC)
- 10-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
- 10-year ban from acting in a management or consultative capacity in connection with activities in the securities market (BCSC)
- 10-year investor relations ban (BCSC)
Supporting Documents:
Violation:
- Acting contrary to the public interest (ASC)
- Failure to fulfill the duties and responsibilities of a director (ASC)
Ruling Body:
BCSC, Alberta Securities Commision (ASC)Payment Agreed/Ordered:
$10,000 in costs (ASC)