Disciplined List
MacPherson, Gregory Daniel
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Date of Order or Settlement:
2008-06-12 -
Banned Until:
2011-04-10
Sanction:
- 3-year trading ban with conditions (BCSC)
- 3-year director/officer ban with conditions (BCSC)
- 3-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
- 3-year ban from acting in a management or consultative capacity in connection with activities in the securities market (BCSC)
- 3-year investor relations ban (BCSC)
Supporting Documents:
Violation:
- Unregistered trading (ASC)
- Illegal distribution (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commision (ASC)Payment Agreed/Ordered:
$10,000 plus $3,000 in costs (ASC)