Disciplined List
Henderson, William Douglas
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Date of Order or Settlement:
2008-06-25 -
Banned Until:
2016-11-16
Sanction:
- 9-year ban from purchasing and trading in securities or exchange contracts with conditions (BCSC)
Supporting Documents:
Violation:
- Illegal distribution (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$25,000 plus $10,000 in costs (ASC)