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Disciplined List

Ironside, J. Gordon

  • Date of Order or Settlement:

    2008-06-25

Sanction:

  • Permanent ban from purchasing and trading in securities or exchange contracts with conditions (BCSC)
  • Permanent director/officer ban (BCSC)
  • Permanent ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
  • Permanent ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)
  • Permanent investor relations ban (BCSC)

Supporting Documents:

Violation:

  • Misrepresentations (ASC)
  • Acting contrary to the public interest (ASC)

Ruling Body:

BCSC, Alberta Securities Commission (ASC)

Payment Agreed/Ordered:

$855,000 (ASC)