Disciplined List
Ruff, Robert W.
-
Date of Order or Settlement:
2008-06-25 -
Banned Until:
2017-11-07
Sanction:
- 10-year director/officer ban (BCSC)
- 10-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
- 10-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)
- 10-year investor relations ban (BCSC)
Supporting Documents:
Violation:
- Prohibited representations (ASC)
- Misleading statements (AC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$225,000 (ASC)