Disciplined List
Rouse, William
-
Date of Order or Settlement:
2008-07-15 -
Banned Until:
2010-11-06
Violation:
- Unregistered trading (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$12,000 (ASC)