Disciplined List
Gardner, Ron aka Garner, Ron
-
Date of Order or Settlement:
2008-07-15 -
Banned Until:
2012-11-06
Sanction:
- 5-year ban from purchasing and trading in securities or exchange contracts (BCSC)
Supporting Documents:
Violation:
- Illegal distribution (ASC)
- Prohibited representations (ASC)
- Making misleading statements (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$15,000 plus $3,000 in costs (ASC)